Achievements

Barron’s List of Top Financial Advisor’s in the Country 6

Brock was just named on Barron’s list of the 2022 Top Financial Advisor’s in the country.

Raymond James Global Top 50 5

In 2020, Brock was named to the Raymond James Global Top 50. This is an elite group of the top 50 advisors in all of North America and Europe

No 1 Wealth Management Team Nationally

The Kidd Private Wealth Group was recognized as the no 1 wealth management team nationally in the RJ Financial Institutions Division

Raymond James Chairman’s Council
Brock was recently named a member of the 2021 Chairman’s Council. This marks the fifth consecutive year that he has qualified for the important recognition.1
Raymond James Leaders Council
For the last seven years, Brock was selected on the basis of distinguished service to clients and fulfillment of the highest standards of professionalism.1
Recognized in 2021 as one of the top wealth advisors in the state of TN by Forbes Magazine.4
Leadership Nashville 3

Brock is a 2017-2018 class graduate of the Leadership Nashville Foundation

Bank Investment Consultant Top in Country Award 2

In 2017 and 2018, Bank Investment Consultant named Brock as the first and third Top Bank Advisor in the Country, respectively.

Founding Partner, Private Wealth Manager, Pinnacle Asset Management

Chosen in 2000 along with two other advisors to form Pinnacle Asset Management at its inception. PAM now manages over $6 billion in assets and is one of the top companies in the country within the Raymond James Financial Institutions Division.

The Youngest VP in the Company’s 100-year History

Named Vice President of First American Bank’s Investment Group in 1996 at age 24; the youngest in the company’s 100-year history.

(1) Membership is based on prior fiscal year production. Re-qualification is required annually.

The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisors future performance. No fee is paid in exchange for this award/rating.

(2) To compile the list, multiple variables were combined into one composite score.  The six categories used are: (1) assets under management, (2) trailing 12 month production; (3) percentage increase in AUM from the previous year; (4) percentage increase in T-12 production; (5) amount of fee business; and (6) the ratio of production-per-AUM (Note: The AUM figures are as of the end of August; the trailing 12 production figures are for the 12 month period ending August 31.)  The nominees were ranked by each of the six categories and then six different scores were calculated based on where they ranked.  Those six scores were used to compile the final list.  The ranking may not be representative of anyone client’s experience, is not an endorsement, and is not indicative of advisor’s future performance.  Neither Raymond James nor any of its Financial Advisors pay a fee in exchange for this award/rating.  BIC is not affiliated with Raymond James.

(3) Raymond James is not affiliated with the Leadership Nashville Foundation.

(4) The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research is based on an algorithm of qualitative criteria and quantitative data. Those advisors that are considered have a minimum of 7 years of experience, and the algorithm weighs factors like revenue trends, AUM, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Out of 21,138 advisors nominated by their firms, 2,213 received the award. This ranking is not indicative of advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. Neither Raymond James nor any of its Financial Advisors or RIA firms pay a fee in exchange for this award/rating. Raymond James is not affiliated with Forbes or Shook Research, LLC..

(5) The Raymond James 2020 Global Top 50 was an event that took place in February 2020. Invitees were selected based on 2019 fiscal year production.  There were approximately 50 attendees, though that number may vary based on those who are invited and available to attend the event. Attendance at this event may not be representative of any one client’s experience, is not an endorsement, and is not indicative of an advisor’s future performance. No fee is paid in exchange for being invited to this event.

(6) Source: Barron’s “Top 1,200 Financial Advisors,” March 2022. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. The rankings are based on data provided by 6,186 individual advisors and their firms and include qualitative and quantitative criteria. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance is not an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’ risk tolerance than by an advisor’s investment picking abilities. The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisor’s future performance. Neither Raymond James nor any of its Financial Advisors pay a fee in exchange for this award/rating. Barron’s is not affiliated with Raymond James.